Ensuring Appropriate Regulatory Oversight of Broker-dealers and Legislative Proposals to Improve Investment Adviser Oversight

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Ensuring Appropriate Regulatory Oversight of Broker-dealers and Legislative Proposals to Improve Investment Adviser Oversight

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises

2012 en

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Keywords

Investment advisors
Legal status, laws
Stockbrokers
United States
United States. Securities and Exchange Commission

Editions

Contributors: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises,
2 ebooks
Publisher: U.S. Government Printing Office
Published: 2012
ISBN: 9780160912399
OCLC: 795134520
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